Based in Providence, Rhode Island, Citizens Financial Group Inc. operates as the bank holding company for Citizens Bank, National Association and Citizens Bank of Pennsylvania. As of July 17, 2025, the company had approximately 17,000 employees in 14 New England, mid-Atlantic,
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Chief Compliance Officer & Senior Analyst: Financial Services
Kevin is the Chief Compliance Officer for the Argus Research Group. His responsibilities include ensuring that the firm is SEC compliant and adheres to all rules and regulations. He has over thirty years of Wall Street experience with both large investment banks and regional dealers most recently with a hedge fund Sandler Capital Management. He will also provide research coverage for select financial institutions under coverage at Argus Research Company. Kevin graduated from Northwestern University with a B.A. in Economics and maintains the Series 65 registration.
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